VP - Financial Controller Department: HK Financial Control Objectives: To oversee legal entities, primarily in Hong Kong and China

Main responsibilities: • Conducting monthly procedures for the general ledger (GL); working with other parties, including Product Control and Treasury, whoa re also responsible for making inputs into the GL; ensuring all inter-company receivables / payables balances agree and eliminate; and reviewing other assets and liabilities to ensure that any breaks arising are investigated and rectified timely. • Finalizing the Local GAAP financial reports for entities as applicable. • Managing the regulatory capital levels of responsible entities which are regulated, and initiating any necessary actions to ensure that any applicable requirements are met at all times. • Supervising all relevant regulatory reporting and answering any queries arising. • Production of the monthly and year-end US GAAP financial statements. This includes P&L, balance sheet (BS) and Off BS reporting. Ensuring financial statements are complete, accurate, prepared in a timely manner, and are in accordance with GAAP on a legal entity and a consolidated basis. • Ensuring that all activities conducted by a legal entity are consistent with the business purpose of the entity and in compliance with the regulatory environment in which it operates. • Ownership of key controls supporting the GL and other reporting applications including managing SOX compliance. Ensuring all GL postings are pertaining to the legal entity in which they are booked; balances, variances between periods, and trends in the balance sheet are reasonable and can be sufficiently explained. • Acting as a point person for inquiries and for coordination of accounting and business issues related to the responsible legal entities. • Responsible for certifying that the balance sheets of the responsible legal entities are prepared on a basis consistent with US GAAP, complete, and free from material misstatement. In arriving at this conclusion Legal Entity Controllers will obtain supporting details (such as sub-system reports, back up for manual entries) for all material balance sheet categories – this is known as the ‘Substantiation processes’. • Liaising with in-house tax department, regulators, auditors and any other relevant parties in relation to all financial control aspects of the responsible legal entities.

Requirements: • A university degree plus a professional accounting qualification. • Minimum of 10 years relevant experience gained from securities brokerage firms, investment banks and/or other financial services players. Audit experience would be advantageous. • Strong accounting knowledge (both USGAAP & IFRS) and solid regulatory knowledge pertaining to securities brokerage firms / investment banks. • Strong analytical ability and project management skills. • Excellent communication skills with fluency in English. • Ability to work independently. • Good self-motivation and the ability to work with minimal supervision. • Positive attitude with a high level of energy and commitment.

Interested parties please send your full resume to jacky@searchasia.com.hk